2014091601

Other

EMEA SRO Resolutions

Event Publicly Available Information:

DateDescriptionDocument
Ongoing

DC Statement - 19 July 2023

DC Decision - 19 July 2023

Note: In respect of the SRO Identification Resolution in respect of the Subordinated Level, the relevant instrument subject to it is the subordinated guarantee of the Reference Entity.

Challenges can be submitted before the deadline by contacting the SRO Administrator or the DC Secretary.

Ongoing

DC Statement - 17 July 2023

DC Decision - 17 July 2023

Challenges can be submitted before the deadline by contacting the SRO Administrator or the DC Secretary.

Ongoing

The SRO Administrator has received a request to select a new SRO for UBS Group AG at the Subordinated Level. The SRO Administrator has identified as a potential SRO ISIN US22541LAE39 issued by Credit Suisse (USA), Inc. and guaranteed by UBS Group AG under a subordinated guarantee. A further update will be published in due course.

Ongoing

The SRO Administrator has received a request to select a new SRO for UBS Group AG at the Senior level. The SRO Administrator has identified ISIN CH0520042489 as a potential SRO. A further update will be published in due course.

Ongoing

The SRO Administrator has received a request to select a new SRO for Credit Suisse Group AG at the Senior level. The SRO Administrator has identified ISIN USH3698DCR38 as a potential replacement. Please contact the DC Secretary if you have a public copy of the relevant offering documentation for the potential replacement.

Ongoing

DC Statement - 7 January 2022

DC Decision - 7 January 2022

Ongoing

Note that the EMEA DC is considering publishing SRO Identification Resolutions in respect of Banca Monte Dei  Paschi Di Siena S.p.A. The Senior Obligation under consideration is XS2055091784. The Subordinated Obligation under consideration is XS1752894292. A further update will be published in due course.

Ongoing

DC Statement 11 September 2020

DC Decision 11 September 2020

Ongoing

DC Statement 25 April 2019

DC Decision 25 April 2019

Ongoing

DC Statement 15 March 2019

DC Decision 15 March 2019

Ongoing

DC Statement 12 March 2019

DC Decision 12 March 2019

This Resolution was challenged, please see DC Statement as of 15 March 2019.

Ongoing

DC Statement 19 September 2018, as amended on 20 September 2018

DC Decision - September 19, 2018

Ongoing

DC Decision September 14, 2018

DC Statement September 14, 2018

Ongoing

DC Decision September 12, 2018

DC Statement September 12, 2018

 

Ongoing

DC Decision March 9, 2018

DC Statement March 9, 2018

Ongoing

EMEA DC Decision 10112016

Ongoing

EMEA DC Decision 11082016 - EMEA SRO Resolutions (Issue Number 2014091601)

August 11, 2016: The EMEA DC resolved to publish an SRO Identification Resolution in respect of the bond identified below with respect to Banca Monte dei Paschi di Siena S.p.A  for the Subordinated Level, which will be the replacement SRO for the previously identified Affected SRO.

Reference Entity

Affected SRO

Replacement SRO

ISIN

Seniority

Level

ISIN

Seniority Level

Banca Monte dei Paschi di Siena S.p.A

XS0374000171

SUB

XS0236480322

SUB

The attached resolution is subject to challenge by Eligible Market Participants until 5.00 pm London time on Thursday 18 August 2016. Following such deadline and subject to there being no challenges received, the resolution shall constitute the final SRO Identification Resolution and the potential replacement SRO contained in the SRO Identification Resolution will constitute the Standard Reference Obligation for Banca Monte dei Paschi di Siena S.p.A  for the Subordinated Level and will be published.

Please send any challenges to the SRO Administrator by 5.00 pm London time on Thursday 18 August 2016.

Ongoing

EMEA DC Decision 11042016 - EMEA SRO Resolutions (Issue Number 2014091601)

April 11, 2016: The EMEA DC resolved to publish an SRO Identification Resolution in respect of the bond identified below with respect to Novo Banco, S.A. for the Senior Level, which will be the replacement SRO for the previously identified Affected SRO.

Reference EntityAffected SROReplacement SRO
ISIN

Seniority

Level

ISINSeniority Level
NOVO BANCO, S.A.PTBEQKOM0019SENIORXS0772553037SENIOR

Please send any challenges to the SRO Administrator by 5.00 pm London time on Monday 18 April 2016.The attached resolution is subject to challenge by Eligible Market Participants until 5.00 pm London time on Monday 18 April 2016. Following such deadline and subject to there being no challenges received, the resolution shall constitute the final SRO Identification Resolution and the potential replacement SRO contained in the SRO Identification Resolution will constitute the Standard Reference Obligation for Novo Banco, S.A. for the Senior Level and will be published.

Ongoing

EMEA DC Decision 01032016

Ongoing

EMEA DC Decision 25112015

Ongoing

EMEA DC Decision 09102015

Ongoing

EMEA DC Decision - 10072015

Ongoing

EMEA DC Decision - 21042015

Ongoing

ISDA EMEA DC Resolutions – Financial SRO – 03092015

ISDA EMEA DC Statement – Financial SRO – 03092015

Closed

EMEA DC Decision - SRO List

SRO List

EMEA DC Statement - SRO List

Pending DC Consent